Administrative Sanctions

Administrative sanctions under the Markets in Financial Instruments Directive (MiFID II) and MiFIR are regulatory penalties imposed by national competent authorities for breaches of the EU financial markets regime. They may include fines, restrictions on business activities, licence suspensions or revocations, and other corrective measures designed to enforce compliance and protect market integrity. The sanctions aim to deter misconduct, ensure fair competition, and safeguard investor protection across the European Union.