tradingLevel 1

Trading and Market Regulations

GET/api/v1/systems/reg_sec/nodes/trading

Manual TranscriptionPublic DomainSource

Hierarchy Explorer

Hierarchy ExplorerClick to expand - equivalences appear inline

reg_atsRegulation ATS - Alternative Trading Systems (17 CFR 242.300-303)

reg_nmsRegulation NMS - National Market System (17 CFR 242)

reg_sciRegulation SCI - Systems Compliance and Integrity

reg_shoRegulation SHO - Short Sales (17 CFR 242.200-204)

rule_10b5Rule 10b-5 - Employment of Manipulative and Deceptive Devices

No cross-system equivalences mapped for this node.