Finance regulatory framework classification - SEC, CFTC, banking regulators, state insurance, international - United States
dfireg_sec SEC Securities Regulation
Finance Regulatory Framework Types classification code dfireg_sec covers "SEC Securities Regulation" at level 1 of the Finance Regulatory Framework Types hierarchy.
Level 13 direct subcategories2 cross-system mappings
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- >dfireg_sec SEC Securities Regulation
- >dfireg_sec SEC Securities Regulation
dfireg_sec in other classification systems
Equivalent and related codes across 1 other system. Click any code to see its full definition, hierarchy, and crosswalks.
NAICS 2022
2 mappingsSubcategories of dfireg_sec SEC Securities Regulation
Frequently asked questions
- What is Finance Regulatory Framework Types dfireg_sec?
- Finance Regulatory Framework Types dfireg_sec is "SEC Securities Regulation". Finance Regulatory Framework Types code dfireg_sec covers "SEC Securities Regulation" at level 1 of the Finance Regulatory Framework Types hierarchy.
- What does Finance Regulatory Framework Types dfireg_sec include?
- dfireg_sec SEC Securities Regulation contains 3 direct subcategories: dfireg_sec_broker SEC Broker-Dealer Registration (15 USCA, FINRA); dfireg_sec_ia SEC Investment Adviser Registration (Form ADV); dfireg_sec_public SEC Public Reporting (10-K, 10-Q, 8-K filers).
- How does Finance Regulatory Framework Types dfireg_sec map to other classification systems?
- dfireg_sec SEC Securities Regulation has equivalents in NAICS 2022 (522, 523). These crosswalks let you translate this code between Finance Regulatory Framework Types and 1 other classification system.
- What is the parent category of dfireg_sec?
- dfireg_sec SEC Securities Regulation sits under dfireg_sec SEC Securities Regulation in the Finance Regulatory Framework Types hierarchy.
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